Sarah Heaton Concannon, Quinn Emanuel Partner and former Senior Trial Counsel at the SEC, recently appeared on ThinkAdvisor’s SEC Roundup webcast, “Expect Dramatic Enforcement Changes in 2025.” Alongside experts on cryptoassets, accounting and financial reporting, asset management, and insider trading, Sarah discussed the SEC’s 2024 fiscal year (with focus on cybersecurity) and what to expect in 2025.
SEC Roundup is a bimonthly video series by former Securities and Exchange Commission Senior Trial Counsels Nick Morgan and Tom Zaccaro, co-founders of the nonprofit advocacy group, Investor Choice Advocates Network. ThinkAdvisor | ALM provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to guide their clients in making critical wealth, health and life decisions.
Watch and learn more about the panel here.
Learn more about our Securities Enforcement Defense Practice here.